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Consulting Services Investment Services Investment Management Wealth Management Private
Client
Managed Portfolio Assets (minimum)
fees starting at
$2M
0.50%
$500K
0.75%
$1M
1.00%
$2M
1.00%
$5M
0.75%
Relationship and Technology          
Account consulting services
Institutional custodian access
Asset allocation advice
Tax-efficient investment advice
Portfolio risk and diversification analytics 
Electronic account aggregation
Quarterly performance reporting
Portfolio Implementation          
Model portfolio with exchange-traded funds (ETFs)
Custom portfolio with institutional mutual funds  
Custom portfolio with sustainable investments
Custom portfolio with individual stocks and bonds 
Custom portfolio with commission-free annuities
Custom portfolio with alternative investments
Portfolio Management          
Portfolio monitoring and rebalancing
Tax-loss harvesting
Tax-optimization through asset location
Asset minimum waived for immediate family
Client-directed trading
Financial Guidance          
Annual review of income tax returns
Preferred lending recommendations
Charitable gift planning
Company retirement plan investment selection
Education funding analysis
Employee benefit and open enrollment advice
Basic estate recommendations
Tax and Financial Planning          
Retirement planning      
Income tax planning
Cash flow and debt planning
Insurance needs analysis
Financial decisions support 
Real estate and private equity investment review
Advanced estate and legacy planning
Excluded tax and financial planning services are available at hourly rates and typically cost $3,000 – $5,000 per engagement.